Susan Light
Susan Light is a registered investment advisor at Osaic Wealth, INC., based in Williamsville, NY, with 26 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
6265 Sheridan Drive, Suite 212, Williamsville, NY, 14221
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Susan is the executor of her wife's will, spends full-time working under the Financial Freedom Group DBA, and plans to write new life insurance and disability insurance business through KAFL Insurance Resources, taking minimal time. She also sold her business, Light Strategic Advisors LLC, but a business banking checking account remains open to receive monthly payments, and she is a certified travel specialist with Archer Travel / Sun2SeaTravel, spending a few hours per week.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
LPL Financial LLC
Stratos Wealth Partners, LTD
The Patriot Financial Group, LLC
LPL Financial LLCBroker
Msi Financial Services, INC.Broker
Cadaret, Grant & CO., INC.Broker
Brighton Securities CORP.Broker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Edward JonesBroker
A. G. Edwards & Sons, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.