DI
DI

Dwayne Isaac

25 Years of Experience
Los Angeles, CA
Broker

Dwayne Isaac is a registered investment advisor, based in Los Angeles, CA, with 25 years of industry experience.

Location

Citi Private Bank, 300 South Grand Avenue, 31st Floor, Suite 3130, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dwayne is the President of Isaac Property Management LLC, booking short-term rentals, dedicating about a quarter of his time outside of trading hours. He is also a member of Marvelous Jiro, LLC and owns rental property in Playa Del Rey, CA, spending minimal time on each outside of trading hours.

Employment History
Current Registrations
Citi Private Alternatives, LLC
March 2017 - Present · 9 yrs 4 mos
Citi Private Alternatives, LLCBroker
March 2017 - Present · 9 yrs 4 mos
Citigroup Global Markets INC.
May 2007 - Present · 19 yrs 2 mos
Citigroup Global Markets INC.Broker
May 2007 - Present · 19 yrs 2 mos
Previous Registrations
Citicorp Investment Services
September 2006 - May 2007 · 8 mos
Citicorp Investment ServicesBroker
January 2006 - May 2007 · 1 yr 4 mos
Chase Investment Services CORP.Broker
October 2003 - December 2005 · 2 yrs 2 mos
Citicorp Investment ServicesBroker
October 2000 - May 2003 · 2 yrs 7 mos
Investec Ernst & CompanyBroker
October 1999 - June 2000 · 8 mos
Royce Investment Group, INC.Broker
October 1999 - October 1999 · 0 mos
State Registrations16 states
AZCACOCTDCFLIDILMDNJNVNYRITXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.