Amy Shroff
Amy Shroff is a registered investment advisor at Integrated Wealth Concepts LLC, based in Denver, CO, with 24 years of industry experience. Amy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 29,848 clients with $24B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Fees range up to 2.25% depending on the size of the relationship and service complexity. Certain wrap fee program tiers feature lower asset-based rates ranging from 0.15% to 0.30%.
Fee Estimator
Location
501 S Cherry Street, Suite 510, Denver, CO, 80246
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Amy is a financial strategist/partner at Prism Financial Strategies, LLC and Prism Insurance Strategies since 2017, focusing on financial planning and product recommendations, dedicating about 10-20% of her time. She also owns rental properties since 2011, requiring minimal time, and is a financial strategist at Integrated Wealth Concepts, LLC (DBA: Prism Financial Strategies LLC) since May 2023, dedicating about two-thirds of her time.
Employment History
Current Registrations
Integrated Wealth Concepts LLC
M. S. Howells & CO.Broker
Previous Registrations
Prism Financial Strategies, LLC
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
Bancwest Investment Services, INC.Broker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Alps Distributors, INC.Broker
State Farm Vp Management CORP.Broker
Jackson National Life Distributors, INC.Broker
Charles Schwab & CO., INC.Broker
Fortis Investors, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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