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Graham Tower

Raymond James Financial Services Advisors, INC
26 Years of Experience
Marlborough, MA
1 DisclosureBroker
View SEC Summary
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Graham Tower is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Marlborough, MA, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
View Full SEC Brochure

Location

201 Boston Post Rd W, Ste 401, Marlborough, MA, 01752

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2016
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Graham is a member of the Board of Directors for Tower, dedicating minimal time to this investment-related activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2026 - Present · 4 mos
Raymond James Financial Services, INC.Broker
January 2026 - Present · 4 mos
Previous Registrations
Ameriprise Financial Services, LLC
October 2020 - December 2025 · 5 yrs 2 mos
Ameriprise Financial Services, INC.
August 2017 - December 2019 · 2 yrs 4 mos
Ameriprise Financial Services, INC.
October 2006 - January 2017 · 10 yrs 3 mos
Ameriprise Financial Services, LLCBroker
December 1999 - January 2026 · 26 yrs 1 mo
Ids Life Insurance CompanyBroker
December 1999 - July 2006 · 6 yrs 7 mos
State Registrations30 states
AZCACOCTDCFLGAHIILINLAMAMDMEMNMONCNHNJNYOKPARISCTNTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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