MM
PFS
MM
PFS

Michael Mullis

26 Years of Experience
Austin, TX
BrokerSells Insurance

Michael Mullis is a PFS-designated registered investment advisor, based in Austin, TX, with 26 years of industry experience.

Location

5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael is a registered representative at Kelley and Mullis Wealth Management, Inc. and an investment advisor representative (IAR) with Kestra Advisory Services, both full-time positions. He also owns multiple real estate businesses and sells insurance as a registered representative, dedicating a few hours per week to insurance sales.

Employment History
Current Registrations
Kestra Investment Services, LLC
September 2023 - Present · 2 yrs 8 mos
Kestra Advisory Services, LLC
September 2023 - Present · 2 yrs 8 mos
Kestra Investment Services, LLCBroker
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Securities America Advisors, INC.
November 2012 - October 2023 · 10 yrs 11 mos
Securities America, INC.Broker
November 2012 - October 2023 · 10 yrs 11 mos
LPL Financial LLC
December 1999 - December 2012 · 13 yrs
LPL Financial LLCBroker
November 1999 - December 2012 · 13 yrs 1 mo
State Registrations20 states
ALAZCOFLGAIAKSKYLAMOMSNCNJNYOHOKSCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Mullis - Financial Advisor | TrueAdvisor