AT
CFA
AT
CFA

Andrew Thompson

23 Years of Experience
Chicago, IL
Broker

Andrew Thompson is a CFA-designated registered investment advisor at William Blair & Company L.L.C., based in Chicago, IL, with 23 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 38,171 clients with $64B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
329 advisors
IM Fee
Planning only
Assets Under Management
$64.3B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

The William Blair Building, 150 North Riverside, Chicago, IL, 60606-1594

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
William Blair
January 2016 - Present · 10 yrs 9 mos
William Blair & Company L.L.C.
January 2016 - Present · 10 yrs 9 mos
William BlairBroker
January 2016 - Present · 10 yrs 9 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
April 2010 - January 2016 · 5 yrs 9 mos
Credit Suisse Securities (USA) LLCBroker
April 2010 - January 2016 · 5 yrs 9 mos
Goldman, Sachs & CO.Broker
October 2002 - April 2010 · 7 yrs 6 mos
State Registrations34 states
ALARAZCACOCTDCFLGAIDILINKYLAMAMDMIMNMOMSNCNHNJNVNYOHORPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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