Brian Sullivan
Brian Sullivan is a registered investment advisor at New York Life Investment Management LLC, based in Medfield, MA, with 20 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 933 clients with $120B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.80% |
Custom separate account management fees typically range from 0.10% to 0.45%. Managed account wrap program fees generally range from 0.25% to 0.80% based on the sponsor, investment strategy, and account size.
Fee Estimator
Location
Medfield, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
New York Life Investment Management LLC
Nylife Distributors LLC
Nylife Distributors LLCBroker
Previous Registrations
Braver Wealth Management, LLC
Northern Lights Distributors, LLCBroker
F-Squared Investments, INC
Advisoralliance, LLC
Purshe Kaplan Sterling InvestmentsBroker
National Financial Services LLCBroker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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