Richard Rose
Richard Rose is a registered investment advisor at LPL Financial LLC, based in Finleyville, PA, with 51 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6116 Brownsville Rd Exit, Ste 103, Finleyville, PA, 15332
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
February 2000Customer Dispute
September 1999Criminal
September 1999Other Business Activities
Richard is involved in tax preparation and accounting, dedicating a few hours per week to these activities. He also operates Rose Financial Group as a DBA for his LPL business, committing full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Triad Advisors LLCBroker
Triad Advisors, LLC
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
Advantage Capital CorporationBroker
Waddell & Reed, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.