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Stanley Mcnulty

25 Years of Experience
Pine Bluff, AR
Broker

Stanley Mcnulty is a registered investment advisor at LPL Financial LLC, based in Pine Bluff, AR, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

501 S Main St, Pine Bluff, AR, 71601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stanley operates Simmons Investment Services as a DBA for his LPL business. This activity is investment-related and takes up all of his time.

Employment History
Current Registrations
LPL Financial LLC
March 2019 - Present · 7 yrs 4 mos
LPL Financial LLCBroker
March 2019 - Present · 7 yrs 4 mos
LPL Financial LLC
March 2019 - Present · 7 yrs 4 mos
Previous Registrations
Simmons First Investment Group, INC.Broker
December 2014 - March 2019 · 4 yrs 3 mos
Simmons First Investment Group, INC.
December 2014 - March 2019 · 4 yrs 3 mos
Raymond James Financial Services Advisors, INC
November 2011 - December 2014 · 3 yrs 1 mo
Raymond James Financial Services, INC.Broker
November 2011 - December 2014 · 3 yrs 1 mo
Edward Jones
February 2007 - November 2011 · 4 yrs 9 mos
Edward JonesBroker
April 2000 - November 2011 · 11 yrs 7 mos
State Registrations23 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Stanley Mcnulty - Financial Advisor | TrueAdvisor