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Thomas Ranalli

23 Years of Experience
Portland, CT
1 DisclosureBroker

Thomas Ranalli is a registered investment advisor at Ameriprise Financial Services, LLC, based in Portland, CT, with 23 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

329 Main St, Portland, CT, 06480

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2021
Denied
Other Business Activities

Thomas is a co-owner of a real estate business since 2020. He spends a few hours per week on this investment-related activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2023 - Present · 3 yrs 2 mos
Ameriprise Financial Services, LLC
December 2022 - Present · 3 yrs 10 mos
Ameriprise Financial Services, LLCBroker
December 2022 - Present · 3 yrs 10 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
May 2000 - January 2020 · 19 yrs 8 mos
Ids Life Insurance CompanyBroker
May 2000 - July 2006 · 6 yrs 2 mos
Ameriprise Financial Services, INC.
February 2000 - January 2020 · 19 yrs 11 mos
American Express Financial Advisors INC.Broker
December 1999 - March 2000 · 3 mos
Ids Life Insurance CompanyBroker
December 1999 - March 2000 · 3 mos
State Registrations4 states
CTFLGASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.