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Thomas Ranalli

23 Years of Experience
Portland, CT
1 DisclosureBroker

Thomas Ranalli is a registered investment advisor at Ameriprise Financial Services, LLC, based in Portland, CT, with 23 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

329 Main St, Portland, CT, 06480

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2021
Denied
Other Business Activities

Thomas is a co-owner of a real estate business since 2020. He spends a few hours per week on this investment-related activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2023 - Present · 2 yrs 9 mos
Ameriprise Financial Services, LLC
December 2022 - Present · 3 yrs 5 mos
Ameriprise Financial Services, LLCBroker
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
May 2000 - January 2020 · 19 yrs 8 mos
Ids Life Insurance CompanyBroker
May 2000 - July 2006 · 6 yrs 2 mos
Ameriprise Financial Services, INC.
February 2000 - January 2020 · 19 yrs 11 mos
American Express Financial Advisors INC.Broker
December 1999 - March 2000 · 3 mos
Ids Life Insurance CompanyBroker
December 1999 - March 2000 · 3 mos
State Registrations3 states
CTGASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Ranalli - Financial Advisor | TrueAdvisor