KH
KH

Kenneth Hanley

26 Years of Experience
Coeur D'Alene, ID
Broker

Kenneth Hanley is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Coeur D'Alene, ID, with 26 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

Riverview Tower, 2100 Northwest Blvd Suite 390, Coeur D'Alene, ID, 83814

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
April 2015 - Present · 11 yrs 3 mos
Stifel, Nicolaus & Company, Incorporated
April 2015 - Present · 11 yrs 3 mos
Previous Registrations
D.A. Davidson & CO.Broker
December 2009 - May 2015 · 5 yrs 5 mos
D.A. Davidson & CO.
December 2009 - May 2015 · 5 yrs 5 mos
Wells Fargo Advisors, LLCBroker
January 2008 - December 2009 · 1 yr 11 mos
Wells Fargo Advisors, LLC
January 2008 - December 2009 · 1 yr 11 mos
A. G. Edwards & Sons, INC.Broker
May 2007 - January 2008 · 8 mos
A. G. Edwards & Sons, INC.
May 2007 - January 2008 · 8 mos
Wells Fargo Investments, LLC
May 2002 - May 2007 · 5 yrs
Wells Fargo Investments, LLCBroker
May 2002 - May 2007 · 5 yrs
A. G. Edwards & Sons, INC.Broker
January 2000 - May 2002 · 2 yrs 4 mos
Securities America, INC.Broker
October 1999 - January 2000 · 3 mos
State Registrations6 states
CAIDMTORWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.