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Christopher Miller

Emerson Equity LLC
24 Years of Experience
Tustin, CA
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Christopher Miller is a registered investment advisor at Emerson Equity LLC, based in Tustin, CA, with 24 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 620 clients with $320M in assets under management.

Emerson Equity LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
118 advisors
Number of Clients
620 clients
Average Client Portfolio
$519K average
Assets Under Management
$321.7M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees are negotiable with a maximum fee of 2.5% charged annually (billed quarterly at up to 0.625% per quarter).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2522 Chambers Road, Suite 100, Tustin, CA, 92780

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2026
Pending
Customer Dispute
October 2019
Settled
Employment Separation After Allegations
April 2007
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Christopher owns and manages several real estate holdings through Better Apartments, LLC, Pleasant Apartment Provider LLC, and Charming Orange County Homes, LLC, dedicating a few hours per week to each. He also works full-time at Specialized Wealth Management and is a sales agent for Brightpoint Realty Group, spending minimal time on this activity.

Employment History
Current Registrations
Emerson Equity LLC
March 2019 - Present · 7 yrs 7 mos
Emerson Equity LLCBroker
March 2019 - Present · 7 yrs 7 mos
Previous Registrations
Sandlapper Wealth Management, LLC
February 2015 - March 2019 · 4 yrs 1 mo
Sandlapper Wealth Management, LLC
June 2013 - December 2014 · 1 yr 6 mos
Sandlapper Securities, LLCBroker
February 2012 - March 2019 · 7 yrs 1 mo
Allied Beacon Partners, INC.Broker
February 2011 - February 2012 · 1 yr
American Beacon Partners, INC.Broker
June 2010 - February 2011 · 8 mos
Private Asset Group, INC.Broker
June 2009 - April 2010 · 10 mos
Financial Advisers of America, LLCBroker
February 2009 - June 2009 · 4 mos
Girard Securities, INC.Broker
June 2008 - February 2009 · 8 mos
Midpoint Financial Services, INC.Broker
May 2007 - July 2008 · 1 yr 2 mos
Mcl Financial Group, INC.Broker
January 2004 - May 2007 · 3 yrs 4 mos
Nnn Capital CORP.Broker
January 2003 - October 2003 · 9 mos
Morgan Stanley Dw INC.Broker
January 2000 - April 2001 · 1 yr 3 mos
State Registrations17 states
AZCACOFLIDILMDNCNVNYORSCTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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