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Thomas Leeman

26 Years of Experience
Stamford, CT
Broker

Thomas Leeman is a registered investment advisor, based in Stamford, CT, with 26 years of industry experience.

Location

400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thomas is an officer and board member of the Downtown Norfolk Council, a non-profit organization, since 2000, dedicating about 10-20% of his time. He is also a shareholder in O'Connor Brewing Co., LLC since 2015 and an investment advisor at Steward Partners Investment Advisory LLC.

Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Previous Registrations
Raymond James Financial Services, INC.Broker
May 2020 - May 2022 · 2 yrs
Wells Fargo Clearing Services, LLCBroker
January 2008 - May 2020 · 12 yrs 4 mos
Wells Fargo Clearing Services, LLC
January 2008 - May 2020 · 12 yrs 4 mos
A. G. Edwards & Sons, INC.
January 2001 - January 2008 · 7 yrs
A. G. Edwards & Sons, INC.Broker
December 1999 - January 2008 · 8 yrs 1 mo
State Registrations26 states
ALARCACOCTFLGAKSMAMDMEMINCNJNYOHPRRISCTNTXVAVirgin IslandsWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.