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David Pentek

Gateway Wealth Partners, LLC
24 Years of Experience
Appleton, WI
2 DisclosuresBrokerSells Insurance
View SEC Summary
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David Pentek is a registered investment advisor at Gateway Wealth Partners, LLC, based in Appleton, WI, with 24 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 7,382 clients with $2.3B in assets under management.

Gateway Wealth Partners, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
101 advisors
Number of Clients
7,382 clients
Average Client Portfolio
$309K average
Assets Under Management
$2.3B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Annual management fee varies up to 3.00% depending on portfolio size and composition. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1500 Casaloma Drive, Suite 411, Appleton, WI, 54913

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2012
Denied
Customer Dispute
June 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is an insurance agent for multiple companies, including Medicare Masters, West Point Financial Group, Athene, and Ash Brokerage, spending minimal time on each. He also provides investment advisory services through Gateway Wealth Partners (about 10-20% of his time) and operates Gateway Financial Partners LLC as a DBA for his LPL business (full-time).

Employment History
Current Registrations
Gateway Wealth Partners, LLC
June 2023 - Present · 3 yrs 4 mos
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
LPL Financial LLC
February 2018 - September 2023 · 5 yrs 7 mos
Sii Investments, INC.Broker
January 2011 - February 2018 · 7 yrs 1 mo
Sii Investments, INC.
January 2011 - February 2018 · 7 yrs 1 mo
MML Investors Services, INC.Broker
December 2008 - November 2010 · 1 yr 11 mos
MML Investors Services, INC.
December 2008 - November 2010 · 1 yr 11 mos
Metlife Securities INC.Broker
December 2001 - December 2008 · 7 yrs
Metropolitan Life Insurance CompanyBroker
December 2001 - July 2007 · 5 yrs 7 mos
Dain Rauscher IncorporatedBroker
December 1999 - December 1999 · 0 mos
State Registrations8 states
CAFLILMIMNNYORWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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