AO
AO

Arthur Oliver

26 Years of Experience
Los Angeles, CA
Broker

Arthur Oliver is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 26 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Arthur serves on the Board of Governors for North Shore Country Club, a golf and racquet club, since 2020. He dedicates minimal time to this activity, which is not investment-related.

Employment History
Current Registrations
Capital Client Group, INC.
November 2019 - Present · 6 yrs 6 mos
Capital Client Group, INC.
November 2019 - Present · 6 yrs 6 mos
Capital Client Group, INC.Broker
November 2019 - Present · 6 yrs 6 mos
Previous Registrations
Blackrock Financial Management, INC
June 2006 - October 2019 · 13 yrs 4 mos
Blackrock Capital Management, INC.
October 2004 - June 2006 · 1 yr 8 mos
Blackrock Investments, LLCBroker
January 2000 - October 2019 · 19 yrs 9 mos
State Registrations2 states
CAIL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Arthur Oliver - Financial Advisor | TrueAdvisor