KJ
KJ
Karl Jean-Baptiste
22 Years of Experience
St Albans, NY
2 DisclosuresBroker
Karl Jean-Baptiste is a registered investment advisor at J.P. Morgan Securities LLC, based in St Albans, NY, with 22 years of industry experience. Karl is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
205-32 Linden Blvd, St Albans, NY, 11412
Get directionsHistory
Regulatory History (2)
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Financial
November 2023Final
Financial
July 2023Final
Employment History
Current Registrations
J.P. Morgan Securities LLC
March 2025 - Present · 1 yr 7 mos
J.P. Morgan Securities LLCBroker
March 2025 - Present · 1 yr 7 mos
Previous Registrations
Nylife Securities LLCBroker
November 2019 - February 2025 · 5 yrs 3 mos
J.P. Morgan Securities LLCBroker
October 2012 - September 2019 · 6 yrs 11 mos
Chase Investment Services CORP.Broker
September 2012 - October 2012 · 1 mo
Chase Investment Services CORP.Broker
December 2005 - June 2011 · 5 yrs 6 mos
Pruco Securities, LLC.Broker
March 2004 - November 2005 · 1 yr 8 mos
Metlife Securities INC.Broker
November 1999 - January 2001 · 1 yr 2 mos
Metropolitan Life Insurance CompanyBroker
November 1999 - January 2001 · 1 yr 2 mos
State Registrations8 states
CTFLGANCNJNYTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.