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Arthur Agunloye

26 Years of Experience
Lincolnwood, IL
1 DisclosureBrokerSells Insurance

Arthur Agunloye is a registered investment advisor at LPL Enterprise, LLC, based in Lincolnwood, IL, with 26 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3039 advisors
Number of Clients
86,726 clients
Average Client Portfolio
$217K average
Assets Under Management
$18.9B

Fee Structure

LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).

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Location

4433 W Touhy Ave, Suite 450, Lincolnwood, IL, 60712

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2006
Denied
Other Business ActivitiesSells Insurance

Arthur sells health, disability, and whole life insurance through Blue Cross Blue Shield, Guardian Life, and United Health Care, dedicating minimal time to each. He also operates Stand Financial Inc. as a DBA for his LPL business, committing nearly full-time hours.

Employment History
Current Registrations
LPL Enterprise, LLCBroker
November 2024 - Present · 1 yr 6 mos
LPL Enterprise, LLC
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Prudential Financial Planning Services
September 2022 - November 2024 · 2 yrs 2 mos
Pruco Securities, LLC.Broker
September 2022 - November 2024 · 2 yrs 2 mos
Park Avenue Securities LLC
February 2021 - September 2022 · 1 yr 7 mos
Park Avenue Securities LLCBroker
January 2021 - September 2022 · 1 yr 8 mos
Prudential Financial Planning Services
August 2002 - October 2020 · 18 yrs 2 mos
Pruco Securities, LLC.Broker
November 1999 - October 2020 · 20 yrs 11 mos
State Registrations4 states
AZILINWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.