Diane Williams is a registered investment advisor at LPL Financial LLC, based in Naperville, IL, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1064 104th Street Ste 100, Naperville, IL, 60564
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Diane is a notary since 1995 and operates under the DBA Platinum Financial Associates, Inc. for her LPL business since 1996. She also owns rental real estate and works as a CPA preparing individual income tax returns for Susan S. Lewis, LTD, dedicating about 10-20% of her time during securities trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
H.D. Vest Advisory Services, INC
Hd Vest Investment ServicesBroker
State Registrations10 states
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