David Martin is a CFP-designated registered investment advisor, based in Highlands Ranch, CO, with 26 years of industry experience.
Location
8871 Ridgeline Blvd., Suite 100, Highlands Ranch, CO, 80129
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David works as an IAR for Mariner Wealth Advisors and an RR for MSEC, LLC, both investment-related activities. These roles each take nearly full-time hours.
Employment History
Current Registrations
Mariner Wealth
May 2018 - Present · 8 yrs 2 mos
Msec, LLC
May 2018 - Present · 8 yrs 2 mos
Msec, LLCBroker
May 2018 - Present · 8 yrs 2 mos
Previous Registrations
Kummer Financial Strategies, LLC
May 2018 - December 2018 · 7 mos
E*trade Capital Management, LLC
March 2011 - April 2018 · 7 yrs 1 mo
E*trade Securities LLCBroker
March 2011 - April 2018 · 7 yrs 1 mo
Charles Schwab & CO., INC.
May 2007 - February 2011 · 3 yrs 9 mos
Charles Schwab & CO., INC.Broker
July 2000 - February 2011 · 10 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1999 - May 2000 · 5 mos
State Registrations11 states
AZCACOFLMONENJNYOHTXWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.