Nick Torres
Nick Torres is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 26 years of industry experience. Nick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
9845 Erma Rd Ste 303, San Diego, CA, 92131
Get directionsHistory
Regulatory History (1)
Criminal
March 1991Other Business ActivitiesSells Insurance
Nick is involved with Hochman Cohen Insurance Services, Inc. related to non-variable insurance, and also operates under the DBA Hochman Torres Capital Management. Additionally, Nick is involved with tax preparation/accounting/CPA services through Hochman Torrest LLP.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
First Allied Securities, INC.
1st Global Advisors INC
1st Global Capital CORP.Broker
Mony Securities Corporation
Mony Securities CorporationBroker
Trusted Advisors
Trusted Securities Advisors CORP.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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