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ChFC

Andrew Ross

Ameriprise Financial Services, LLC
52 Years of Experience
Richardson, TX
1 DisclosureBroker
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Andrew Ross is a ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Richardson, TX, with 52 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2221 Lakeside Blvd Ste 1250, Richardson, TX, 75082

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Andrew owns a business at Kings Hollow Drive in Dallas, spending minimal time per week on it. He also has outside employment at Forum 575 in Richardson, dedicating about 10-20% of his time, including during trading hours.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 1996 - Present · 30 yrs 1 mo
Ameriprise Financial Services, LLC
September 1996 - Present · 30 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 1996 - Present · 30 yrs 1 mo
Previous Registrations
Ids Life Insurance CompanyBroker
September 1996 - July 2006 · 9 yrs 10 mos
Aetna Investment Services, INC.Broker
November 1993 - March 1995 · 1 yr 4 mos
Aetna Life Insurance and Annuity CompanyBroker
September 1993 - November 1993 · 2 mos
The Lincoln National Life Insurance CompanyBroker
January 1988 - June 1995 · 7 yrs 5 mos
Lincoln Financial Advisors CorporationBroker
January 1988 - August 1994 · 6 yrs 7 mos
Lincoln National Pension Insurance CompanyBroker
January 1988 - January 1989 · 1 yr
The Lincoln National Life Insurance CompanyBroker
May 1973 - June 1995 · 22 yrs 1 mo
Lincoln Financial Advisors CorporationBroker
May 1973 - August 1994 · 21 yrs 3 mos
Financial Securities CO., INC.Broker
August 1972 - April 1973 · 8 mos
State Registrations4 states
FLNCOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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