Sean Kleeman
Sean Kleeman is a registered investment advisor at Cetera Investment Advisers LLC, based in Mililani, HI, with 8 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Mililani, HI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sean is a director for a homeowners' association, sells equity indexed annuities, and sells various insurance products through Avantax Insurance Agency/Services. He also presides over a tax, bookkeeping, payroll, and business consulting firm, and is a proprietor for Amway Corporation.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
PFS Investments INC.Broker
Sunamerica Securities, INC.Broker
State Registrations6 states
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