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Douglas Simon

26 Years of Experience
Palm Beach Gardens, FL
Broker

Douglas Simon is a registered investment advisor at Raymond James & Associates, INC., based in Palm Beach Gardens, FL, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

3399 Pga Blvd., Suite 200, Palm Beach Gardens, FL, 33410

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.
March 2007 - September 2016 · 9 yrs 6 mos
Deutsche Bank Securities INC.Broker
October 2004 - September 2016 · 11 yrs 11 mos
Alliance Capital Management L P
May 2002 - October 2004 · 2 yrs 5 mos
Sanford C. Bernstein & CO., LLCBroker
December 2000 - October 2004 · 3 yrs 10 mos
Sanford C. Bernstein & CO., INC.Broker
November 1999 - December 2000 · 1 yr 1 mo
State Registrations24 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.