Paul Neltner is a PFS-designated registered investment advisor at Mariner Independent, based in Covington, KY, with 26 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,051 clients with $5.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mariner Platform Solutions charges an annual fee based on a percentage of your portfolio. This fee can range up to 2.50% per year, depending on the services provided and other factors. The firm may also apply a minimum fee. If you receive financial planning and consulting services in addition to investment advice, you may be subject to an additional fee. Fees are generally billed in advance on a quarterly basis. The management fee is negotiable.
Location
231 Scott Blvd., 3rd Floor, Covington, KY, 41011
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul is a CPA/PFS and shareholder at Munninghoff, Lange & Co, focusing on tax and financial planning, dedicating full-time hours. He also engages in insurance sales through various carriers via Mosler Investment Co. LLC, spending a few hours per week, and offers investment advisory services through Mariner Independent via Camden Investment Co, LLC, spending about 10-20% of his time.
Employment History
Current Registrations
Mariner Independent
Previous Registrations
Private Client Services, LLC
Private Client Services, LLCBroker
Fourth Street Financial Group, INC.Broker
Fourth Street Financial Advisors INC
Lincoln Financial Advisors CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.