David Hicok
David Hicok is a ChFC-designated registered investment advisor at Hicok Financial Solutions, LLC, based in Templeton, CA, with 25 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.20% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.80% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.60% |
| $10M+ | 0.50% |
Fees are negotiable. HFS may manage accounts held away at other custodians through Pontera, charging 0.75% annually for those accounts.
Fee Estimator
Location
Templeton, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a licensed insurance agent and offers insurance products to clients through Hicok Financial Solutions. He also participates in marketing activities via Hicok Financial Solutions, DBA.
Employment History
Current Registrations
Hicok Financial Solutions, LLC
Previous Registrations
Procore Advisors, LLC
Partnervest Advisory Services LLC
Metlife Securities INC.
Lincoln Financial Advisors Corporation
AXA Advisors, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.