Karen Emma
Karen Emma is a registered investment advisor at Osaic Wealth, INC., based in Cranston, RI, with 26 years of industry experience. Karen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
945 Reservoir Avenue, Cranston, RI, 02910
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2024Customer Dispute
April 2016Customer Dispute
October 2010Other Business ActivitiesSells Insurance
Karen is an insurance producer at Universal Healthcare/Universal Wealth Management, LLC, selling life, health/Medicare, and annuity products, which takes about half of her time. She is also the President/Founding Partner of Universal Wealth Management, LLC and President of KEW Realty, a rental property business, dedicating about a quarter of her time and a few hours per week, respectively.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.