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CFP

Darin Stevens

LPL Financial LLC
26 Years of Experience
Chamblee, GA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Darin Stevens is a CFP-designated registered investment advisor at LPL Financial LLC, based in Chamblee, GA, with 26 years of industry experience. Darin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1954 Airport Rd Ste 128, Chamblee, GA, 30341

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2020
Withdrawn
Criminal
May 1999
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Darin operates under two DBAs for his LPL business: Advisors Southeastern Alliance Inc. since 2011, taking a few hours per week, and Elevated Wealth Partners, LLC since 2022, dedicating minimal time. These activities are investment-related.

Employment History
Current Registrations
LPL Financial LLC
January 2022 - Present · 4 yrs 9 mos
LPL Financial LLC
February 2018 - Present · 8 yrs 8 mos
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Blue Water Asset Management
April 2018 - February 2022 · 3 yrs 10 mos
LPL Financial LLC
February 2018 - October 2020 · 2 yrs 8 mos
Invest Financial Corporation
February 2009 - February 2018 · 9 yrs
Invest Financial CorporationBroker
February 2009 - February 2018 · 9 yrs
Royal Alliance Associates, INC.
September 2007 - February 2009 · 1 yr 5 mos
Royal Alliance Associates, INC.Broker
December 2000 - February 2009 · 8 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2000 - December 2000 · 8 mos
State Registrations47 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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