Leroy Born
Leroy Born is a registered investment advisor at International Assets Investment Management, LLC, based in Las Flores, CA, with 25 years of industry experience. Leroy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,961 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAIM charges an annual asset-based investment advisory fee up to 3.00%, negotiated between the client and the investment advisor representative (IAR). The fee depends on factors like the size of the relationship, inclusion/exclusion of transaction fees, and complexity of services. Fees are typically based on the market value of assets under management at the end of the prior month or quarter, but may be offered as a fixed quarterly fee. Clients also pay transaction fees for each trade, including no-transaction-fee mutual funds. IAIM may recommend third-party asset managers (TPAMs), in which case the client's overall fees will include IAIM's fee plus the TPAM's fees.
Location
Las Flores, CA
Get directionsHistory
Regulatory History (26)
Customer Dispute
January 2026Customer Dispute
September 2025Customer Dispute
August 2025Customer Dispute
August 2025Customer Dispute
August 2025Customer Dispute
August 2025Customer Dispute
July 2025Customer Dispute
July 2025Customer Dispute
July 2025Customer Dispute
July 2025Customer Dispute
July 2025Customer Dispute
July 2025Customer Dispute
July 2025Customer Dispute
July 2025Customer Dispute
June 2025Customer Dispute
June 2025Employment Separation After Allegations
June 2025Customer Dispute
March 2025Customer Dispute
February 2025Customer Dispute
October 2024Customer Dispute
October 2014Customer Dispute
April 2009Customer Dispute
October 2008Customer Dispute
July 2008Customer Dispute
August 2007Customer Dispute
May 2007Other Business Activities
Leroy owns 100% of Islay 36 LLC, which distributes devices that measure toxic levels in the body, dedicating about a quarter of his time. He also serves as co-trustee for his mother, spending a few hours per week on this investment-related activity.
Employment History
Current Registrations
International Assets Investment Management, LLC
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Unionbanc Investment Services, LLCBroker
Unionbanc Investment Services, LLC
Wm Financial Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.