Isaac Cockfield
Isaac Cockfield is a CFP-designated registered investment advisor at LPL Financial LLC, based in Morristown, NJ, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
305 Madison Avenue, Morristown, NJ, 07960
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Isaac operates The Cockfield Family Office as a DBA for his LPL business and through Private Advisor Group. He also works as a financial counselor to military service members, and engages in mortgage/real estate services and media activities, dedicating about a quarter of his time to the counseling role.
Employment History
Current Registrations
LPL Financial LLCBroker
Private Advisor Group, LLC
Previous Registrations
Regal Investment Advisors LLC
Resource Horizons Investment Advisory, INC.
Resource Horizons Group LLCBroker
Summitalliance Advisors, L.L.C.
Summitalliance Securities, L.L.C.Broker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Guardian Investor Services LLCBroker
John Hancock Advisers, LLC
John Hancock Funds, LLCBroker
Signator Investors, INC.
Signator Investors, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.