Hsiang Su is a registered investment advisor, based in Los Angeles, CA, with 25 years of industry experience.
Location
777 N Broadway, Los Angeles, CA, 90012
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Hsiang works as a sales manager for Cathay Bank. This activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2018 - Present · 8 yrs 4 mos
Cetera Investment Services LLCBroker
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
Transglobal Advisory, LLC
March 2017 - December 2017 · 9 mos
Globalink Securities, INC.Broker
June 2015 - December 2017 · 2 yrs 6 mos
Kyson & COBroker
June 2000 - June 2015 · 15 yrs
State Registrations11 states
AZCACODEFLILINNCNJNYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.