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Edward Roth

52 Years of Experience
Pettisville, OH
Broker

Edward Roth is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Pettisville, OH, with 52 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

103 Main Street, Pettisville, OH, 43553

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Edward is involved in several outside business activities, including owning a music group called Easy Ed and The Country Pals, authoring multiple books, and being a general partner in O'Artic Investment LLC (real estate). He also serves on the FINRA Arbitration Panel when needed and is an officer of Roth, Britsch, Dickman & Associates, Inc.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.
January 1991 - Present · 35 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 1991 - Present · 35 yrs 4 mos
Previous Registrations
Raymond James Financial Services
November 1999 - January 2009 · 9 yrs 2 mos
First Affiliated Securities, INC.Broker
May 1989 - January 1991 · 1 yr 8 mos
First Affiliated Securities, INC.Broker
December 1981 - May 1989 · 7 yrs 5 mos
Prescott, Ball & TurbenBroker
August 1978 - November 1981 · 3 yrs 3 mos
Prescott, Ball & TurbenBroker
March 1978 - August 1978 · 5 mos
Bell & BeckwithBroker
December 1973 - March 1978 · 4 yrs 3 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.