MM
CFP
MM
CFP

Michael Martin

25 Years of Experience
Rapid City, SD
1 DisclosureBrokerSells Insurance

Michael Martin is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Rapid City, SD, with 25 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

201 Main St Ste 201, Rapid City, SD, 57701

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2015
Denied
Other Business ActivitiesSells Insurance

Michael sells fixed insurance products including life, health, disability, annuities, and long-term care, dedicating a few hours per week. He is also the owner and financial advisor at Point Wealth Advisors, which takes about a quarter of his time, and is involved with other business activities including religious service, a DBA for tax purposes, serving on a board of directors, and real estate development.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
May 2019 - Present · 7 yrs
Previous Registrations
Cetera Advisor Networks LLC
May 2019 - June 2023 · 4 yrs 1 mo
U.S. Bancorp Investments, INC.
September 2011 - May 2019 · 7 yrs 8 mos
U.S. Bancorp Investments, INC.Broker
August 2011 - May 2019 · 7 yrs 9 mos
LPL Financial LLC
October 2007 - September 2011 · 3 yrs 11 mos
LPL Financial LLCBroker
September 2007 - September 2011 · 4 yrs
Xcu Capital Corporation, INC.
May 2007 - September 2007 · 4 mos
Xcu Capital Corporation, INC.Broker
January 2007 - September 2007 · 8 mos
H&r Block Financial Advisors, INC.
May 2006 - December 2006 · 7 mos
H&r Block Financial Advisors, INC.Broker
April 2004 - December 2006 · 2 yrs 8 mos
Charles Schwab & CO., INC.Broker
March 2000 - July 2003 · 3 yrs 4 mos
State Registrations28 states
AKARAZCACOFLIAILINKSLAMDMNMONDNENMNVOHOKORPASDTXUTVAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.