Kelly Ward is a registered investment advisor at Phoenix Wealth Advisors INC., based in Chapel Hill, NC, with 25 years of industry experience. Kelly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,592 clients with $640M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1M+ | 1.00% |
Reduced all-inclusive wrap fees are offered to certain client types: Active employee and partner/spouse, children, and parents residing in the home: 0.15%; Former employee and partner/spouse and children: 0.30%; Non-profits, corporations, and non-immediate family of employees (active and former): 0.50%. Non-discretionary accounts are charged 1.00% of principal per transaction.
Fee Estimator
Location
100 Europa Drive, Suite 390, Chapel Hill, NC, 27517
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kelly owns a yarn distribution company, dedicating minimal time to it. She also serves as COO and Operations Manager for Phoenix Wealth Advisors, spending about half her time in this role.
Employment History
Current Registrations
Phoenix Wealth Advisors INC.
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations34 states
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