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CFP

Kevin Roberg

LPL Financial LLC
13 Years of Experience
Mesa, AZ
1 DisclosureBroker
View SEC Summary
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Kevin Roberg is a CFP-designated registered investment advisor at LPL Financial LLC, based in Mesa, AZ, with 13 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Mesa, AZ

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2017
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLC
April 2026 - Present · 6 mos
LPL Financial LLC
September 2025 - Present · 1 yr 1 mo
LPL Financial LLCBroker
September 2025 - Present · 1 yr 1 mo
Previous Registrations
Waddell & Reed, INC.
October 2010 - February 2013 · 2 yrs 4 mos
Waddell & Reed, INC.Broker
August 2010 - February 2013 · 2 yrs 6 mos
Charles Schwab & CO., INC.
October 2006 - June 2010 · 3 yrs 8 mos
Charles Schwab & CO., INC.Broker
April 2000 - June 2010 · 10 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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