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Nicholas Troiano
26 Years of Experience
Boulder, CO
1 DisclosureBroker
Nicholas Troiano is a registered investment advisor at Raymond James & Associates, INC., based in Boulder, CO, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1881 9th Street, Suite 250, Boulder, CO, 80302
Get directionsHistory
Regulatory History (1)
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Regulatory
March 2020Final
Employment History
Current Registrations
Raymond James & Associates, INC.
April 2022 - Present · 4 yrs 1 mo
Raymond James & Associates, INC.
April 2022 - Present · 4 yrs 1 mo
Raymond James & Associates, INC.Broker
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Tiaa-Cref Individual & Institutional Services, LLCBroker
May 2015 - March 2022 · 6 yrs 10 mos
Advice and Planning Services
May 2015 - March 2022 · 6 yrs 10 mos
Morgan Stanley
November 2011 - April 2015 · 3 yrs 5 mos
Morgan StanleyBroker
September 2011 - April 2015 · 3 yrs 7 mos
Hightower Securities, LLCBroker
May 2009 - July 2011 · 2 yrs 2 mos
J.P. Morgan Securities INC.Broker
May 2003 - May 2009 · 6 yrs
Cibc World Markets CORP.Broker
August 2000 - May 2003 · 2 yrs 9 mos
Buckman, Buckman & Reid, INC.Broker
November 1999 - August 2000 · 9 mos
State Registrations18 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.