Louis Cuomo is a registered investment advisor, based in Jersey City, NJ, with 18 years of industry experience.
Location
35 Journal Square, Suite 700, Jersey City, NJ, 07036
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Regulatory History (2)
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Financial
May 2024Final
Financial
June 2022Final
Other Business Activities
Louis is a member/advisor for TSG Strategic Secondary Fund 2, LLC, a venture capital firm, since May 2023. He dedicates about a quarter of his time to this activity. Louis also hosts a teacher for at-home learning for children at Oakland Country Day School.
Employment History
Current Registrations
Tsg Capital Advisors
November 2023 - Present · 2 yrs 6 mos
Tsg Capital AdvisorsBroker
November 2023 - Present · 2 yrs 6 mos
Tsg Alpha Partners, LLC
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Cetera Investment Advisers LLC
February 2021 - November 2021 · 9 mos
Cetera Investment Services LLCBroker
February 2021 - November 2021 · 9 mos
J.P. Morgan Securities LLCBroker
May 2018 - December 2020 · 2 yrs 7 mos
J.P. Morgan Securities LLC
May 2018 - December 2020 · 2 yrs 7 mos
Santander Securities
September 2016 - May 2018 · 1 yr 8 mos
Santander Securities LLCBroker
September 2016 - May 2018 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2014 - September 2016 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2014 - September 2016 · 2 yrs 1 mo
Citigroup Global Markets INC.Broker
May 2013 - July 2014 · 1 yr 2 mos
J.P. Morgan Securities LLCBroker
October 2008 - May 2013 · 4 yrs 7 mos
J.P. Morgan Securities INC.Broker
April 2005 - October 2008 · 3 yrs 6 mos
State Registrations38 states
ARAZCACOCTDCFLGAIAIDILINKSKYLAMAMDMIMNMOMSNCNENJNYOHOKORPASCSDTNTXUTVAWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.