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Noelle Kim

Transamerica Financial Advisors, LLC
26 Years of Experience
Alpharetta, GA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Noelle Kim is a registered investment advisor at Transamerica Financial Advisors, LLC, based in Alpharetta, GA, with 26 years of industry experience. Noelle is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,735 clients with $2.1B in assets under management.

Transamerica Financial Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1121 advisors
Number of Clients
42,735 clients
Average Client Portfolio
$49K average
Assets Under Management
$2.1B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.75%

Maximum total annual program fees are up to 2.75% for TFA365 and third-party manager programs, and up to 2.0% for Transamerica ONE. Fees vary based on the specific program, model portfolios selected, and negotiations with your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

190 Bluegrass Valley Pkwy., Alpharetta, GA, 30005

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2006
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Noelle sells insurance and non-insurance products for companies affiliated with Transamerica Financial Advisors, Inc. She is also a referral agent for NetLaw, focusing on wills and trusts, dedicating minimal time to this activity. Noelle is the President of Elleon Consulting LLC, but it appears to be primarily related to her insurance and securities businesses.

Employment History
Current Registrations
Transamerica Financial Advisors, LLC
January 2012 - Present · 14 yrs 9 mos
Transamerica Financial Advisors, LLCBroker
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
Investment Advisors International, INC.
October 2006 - January 2012 · 5 yrs 3 mos
World Group Securities, INC.Broker
April 2002 - January 2012 · 9 yrs 9 mos
Wma Securities, INC.Broker
November 1999 - April 2002 · 2 yrs 5 mos
State Registrations8 states
ALFLGAMSNCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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