DR
CFP
DR
CFP
Donald Riley is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Hammond, LA, with 26 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
700 SW Railroad Avenue, Hammond, LA, 70403
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 9 mos
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Hancock Whitney Investment Services INC.
October 2007 - August 2022 · 14 yrs 10 mos
Hancock Whitney Investment Services INC.Broker
May 2005 - August 2022 · 17 yrs 3 mos
Banc One Securities Corporation
August 2002 - May 2005 · 2 yrs 9 mos
Banc One Securities CorporationBroker
November 1999 - May 2005 · 5 yrs 6 mos
State Registrations5 states
AZLAMSOKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.