Steven Nieves is a registered investment advisor at LPL Financial LLC, based in Woolwich, NJ, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Woolwich, NJ
Get directionsHistory
Regulatory History (1)
Judgment / Lien
October 2018Other Business Activities
Steven is involved in tax preparation, accounting, and CPA services since 2018. He also operates under the DBA "The Private Client Advisory Group" for his LPL business, dedicating nearly full-time hours to it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
Cadaret, Grant & CO., INC.Broker
Allstate Financial Services, LLCBroker
Cadaret, Grant & CO., INC.Broker
C. J. M. Planning CORP.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.