Mark Vivian is a registered investment advisor, based in Palm Springs, CA, with 26 years of industry experience.
Location
1276 N Palm Canyon Dr, Suite 206, Palm Springs, CA, 92262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Mark owns rental real estate, leasing office space to his business, Vivian Investment Partners, and is also an owner of Vivian Investment Partners. He spends minimal time on these activities.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
May 2018 - Present · 8 yrs 4 mos
Raymond James Financial Services Advisors, INC
May 2018 - Present · 8 yrs 4 mos
Previous Registrations
Edward Jones
November 2006 - April 2018 · 11 yrs 5 mos
Edward JonesBroker
December 2000 - April 2018 · 17 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1999 - December 2000 · 1 yr 1 mo
State Registrations14 states
ALAZCACOFLHIIDINMANCNVORTNWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.