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Randolph Rodriguez
26 Years of Experience
La Jolla, CA
1 DisclosureBrokerSells Insurance
Randolph Rodriguez is a registered investment advisor, based in La Jolla, CA, with 26 years of industry experience. Randolph is also registered as a broker, so some compensation may come from commissions on products sold.
Location
4225 Express Square, Suite 600, La Jolla, CA, 92037
Get directionsHistory
Regulatory History (1)
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Judgment / Lien
April 2026Other Business ActivitiesSells Insurance
Randolph operates as a Wealth Manager under Saber Wealth Management, providing financial advising, securities, and insurance services. This activity, which includes investment recommendations and insurance sales, takes about 10-20% of his time.
Employment History
Current Registrations
Cl Wealth Management LLC
February 2016 - Present · 10 yrs 8 mos
Cabot Lodge Securities LLCBroker
February 2016 - Present · 10 yrs 8 mos
Previous Registrations
B.B. Graham & Company, INC.
February 2015 - March 2016 · 1 yr 1 mo
B.B. Graham & Company, INC.Broker
February 2015 - March 2016 · 1 yr 1 mo
American Asset Advisory, LLC
October 2013 - January 2015 · 1 yr 3 mos
Accelerated Capital GroupBroker
September 2011 - January 2015 · 3 yrs 4 mos
Jrl Capital Advisors LLC
July 2011 - September 2011 · 2 mos
Jrl Capital CorporationBroker
July 2011 - September 2011 · 2 mos
Western Financial Advisors
February 2009 - July 2011 · 2 yrs 5 mos
Wfp SecuritiesBroker
February 2009 - July 2011 · 2 yrs 5 mos
Morgan Stanley & CO. Incorporated
January 2008 - September 2008 · 8 mos
Morgan Stanley & CO. IncorporatedBroker
January 2008 - September 2008 · 8 mos
New England SecuritiesBroker
July 2005 - October 2007 · 2 yrs 3 mos
MML Investors Services, INC.Broker
October 2002 - July 2005 · 2 yrs 9 mos
Mony Securities CorporationBroker
November 1999 - September 2002 · 2 yrs 10 mos
State Registrations5 states
CAILMATXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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