Christopher Cervantes is a CFP-designated registered investment advisor, based in Plano, TX, with 26 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold.
Location
5700 Tennyson Pkwy, Ste 250, Plano, TX, 75024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Christopher owns real estate interests through Cervantes Real Estate Interests, LLC, and is a member of the Baylor University Board of Advocates, the Baylor University Hankamer School of Business Advisory Board, and the Retirement Advisor Council. These activities require minimal time.
Employment History
Current Registrations
Sanctuary Advisors, LLC
Sanctuary Securities, INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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