Benjamin Lathrop is a registered investment advisor at Bailard, INC., based in Foster City, CA, with 17 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 1,069 clients with $6.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Fee Estimator
Location
950 Tower Ln, Ste 1900, Foster City, CA, 94404-2131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Bailard, INC.
Previous Registrations
Newoak Capital Markets LLCBroker
Apollo Global Securities, LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Bear Stearns Asset Management INC
J.p.morgan Securities INC.Broker
Ust Securities CORP.Broker
State Street Research Investment Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.