Graham Nelson is a registered investment advisor at LPL Financial LLC, based in Clinton, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7920 State Route 5, Suite 2, Clinton, NY, 13323
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Graham operates Mohawk Valley Capital Management as a DBA for his LPL business and is also involved with Mohawk Valley Capital Management, INC. He is a business owner at MCGINNIS NELSON CONSTRUCTION INC, dedicating about 10-20% of his time, and a member of REJES PROPERTIES, a real estate rental LLC, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret, Grant & CO., INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.