DS
CFP
DS
CFP

Douglas James Stepansky

25 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
9 advisors
Number of Clients
2,520 clients
Average Client Portfolio
$361K average
Assets Under Management
$910.0M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

9501 W 144th Place, Orland Park, IL, 60462-2562

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Douglas sells fixed life insurance and fixed annuities, dedicating about 10% of his time to this activity. He is also an Associate Advisor at Strategic Investment Solutions, Inc, spending nearly full-time hours there, and serves as a board member for the Orland Park Police Pension Board, dedicating minimal time.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
January 2018 - Present · 8 yrs 1 mo
Strategic Investment Solutions, INC.
December 2010 - Present · 15 yrs 2 mos
Previous Registrations
LPL Financial LLCBroker
September 2009 - December 2017 · 8 yrs 3 mos
LPL Financial Corporation
September 2009 - December 2009 · 3 mos
Waterstone Financial Group, INC.
March 2004 - September 2009 · 5 yrs 6 mos
Heritage Capital Management INC
January 2004 - September 2006 · 2 yrs 8 mos
Waterstone Financial Group, INC.Broker
February 2001 - September 2009 · 8 yrs 7 mos
Pruco Securities CorporationBroker
December 1999 - February 2001 · 1 yr 2 mos
State Registrations10 states
FLGAHIILINORSCTXUTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.