Ryan Hale is a CFP-designated registered investment advisor at LPL Financial LLC, based in Kittery, ME, with 26 years of industry experience. Ryan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
4A Shapleigh Road Suite 2, Kittery, ME, 03904
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Ryan operates Quadripoint Investment Management as a DBA for his LPL business, dedicating full-time hours during securities trading. He also manages Hale Investment Group, LLC for tax/investment purposes, also dedicating full-time hours during securities trading, and owns rental real estate, spending minimal time as a landlord.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Primevest Financial Services, INC.
Bancnorth Investment Group, INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Putnam Retail Management Limited PartnershipBroker
First Union Brokerage Services, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
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