John Soucy is a registered investment advisor, based in West Warwick, RI, with 26 years of industry experience.
Location
207 Quaker Ln, Suite 302C & 302D, West Warwick, RI, 02893
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John operates Webster Investments as a DBA for his LPL business since 2016. He also owns a vacation rental property since 2020, dedicating a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2025 - Present · 6 mos
Cetera Investment Services LLCBroker
November 2025 - Present · 6 mos
Previous Registrations
LPL Financial LLCBroker
October 2011 - November 2025 · 14 yrs 1 mo
LPL Financial LLC
October 2011 - November 2025 · 14 yrs 1 mo
LPL Financial Corporation
December 2007 - May 2010 · 2 yrs 5 mos
Uvest Financial Services Group, INC.Broker
February 2007 - October 2011 · 4 yrs 8 mos
Uvest Financial Services Group, INC.
February 2007 - October 2011 · 4 yrs 8 mos
Webster Investment Services, INC
November 2005 - February 2007 · 1 yr 3 mos
Webster Investment Services, INC.Broker
July 2005 - February 2007 · 1 yr 7 mos
Ifmg Securities, INC.
January 2003 - July 2005 · 2 yrs 6 mos
Ifmg Securities, INC.Broker
September 2000 - July 2005 · 4 yrs 10 mos
Metlife Securities INC.Broker
November 1999 - October 2000 · 11 mos
Metropolitan Life Insurance CompanyBroker
November 1999 - October 2000 · 11 mos
State Registrations9 states
CTFLMANHRISCTXVAVT
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.