Timothy Hawkins
Timothy Hawkins is a CFP-designated registered investment advisor at Integrity Alliance, LLC, based in Ankeny, IA, with 26 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
1250 SW State Street, Suite E, Ankeny, IA, 50023
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2013Customer Dispute
September 2008Other Business ActivitiesSells Insurance
Timothy is involved in several business activities, including real estate management, investment advisory services through Lexaurum Advisors LLC, and WealthCharter Retirement Planning. He also dedicates a full-time commitment to insurance sales, focusing on life, long-term care insurance, and annuities.
Employment History
Current Registrations
Integrity Alliance, LLC.
Integrity Alliance, LLC.Broker
Lexaurum Advisors
Previous Registrations
Broker Dealer Financial Services CORP.Broker
Vsr Advisory Services
The Masters, INC.
Vsr Financial Services, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.