James Goldstein is a registered investment advisor, based in Centennial, CO, with 26 years of industry experience.
Location
7103 S Revere Parkway, Centennial, CO, 80112
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Axos Invest LLCBroker
March 2023 - Present · 3 yrs 2 mos
Axos Invest LLC
March 2023 - Present · 3 yrs 2 mos
Axos Invest, INC
October 2022 - Present · 3 yrs 7 mos
Axos Clearing LLCBroker
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
E*trade Securities LLCBroker
August 2019 - August 2021 · 2 yrs
Oppenheimerfunds Distributor, INC.Broker
November 1999 - May 2019 · 19 yrs 6 mos
State Registrations2 states
COSD
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.