James Threlkeld is a registered investment advisor at Summit Financial Group, LLC, based in Rome, GA, with 23 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 76 clients with $23M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.05% |
| $1M+ | 0.75% |
Fees are generally payable quarterly in advance. Minimum portfolio values and minimum annual fees may apply, and fees are negotiable at the firm's discretion.
Fee Estimator
Location
325 W 9th Street Ne, Rome, GA, 30165-2725
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a principal of Haynes & Moore, LLC, an accounting firm. The time commitment varies, increasing during tax season.
Employment History
Current Registrations
Summit Financial Group, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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